MEMBERS

Governor Jeb Bush

Attorney General Charlie Crist

Treasurer Tom Gallagher

Commissioner Charlie Bronson

Contact:     Andrew Price

410-9896                                                                     

ITEM            SUBJECT                                  RECOMMENDATION

1.                 Minutes from the August 12, 2003 meeting.

(ATTACHMENT 1)                                                                          FOR ACTION

2.       Adoption of amendments to Rules 3E-200.001, 3E-300.002, 3E-600.012 through 3E-600.015, and 3E-600.020, F.A.C.  The amendments update to July 1, 2003 dates within each rule referencing federal statutes and rules or independent self-regulatory entity rules.

          (ATTACHMENT 2)                                                                       FOR ACTION

3. Adoption of amendments to Rule 3E-600.005, F.A.C.  The amendments change the reference to Certified Financial Planner and the initials CFP to denote their special status as trademarks.

          (ATTACHMENT 3)                                                                       FOR ACTION

4.       Update by Director Don Saxon on the status of the Office of Financial Regulation.